Important Reminder: Trader Compliance

October 23, 2019

Dear Manager,

The SEC recently charged 18 traders with engaging in a scheme to manipulate more than 3,000 US-listed securities for over $31 million in illicit profits through the use of multiple accounts at different brokers. Here is a link to the SEC press release: https://www.sec.gov/news/press-release/2019-216

We would like to take this opportunity to remind you that your traders are strictly prohibited from using any other trading account while trading for Day Trade The World™. Any trader caught doing so will be terminated and reported to the relevant government authorities.

Please have your traders review section 4 of their Compliance Agreement, which outlines this responsibility.

Day Trade The World™ continues to protect its stellar reputation for compliance with all securities laws and trading rules. We wish to thank all of our managers, and traders, for their ongoing cooperation in ensuring they understand and comply with all such laws and rules.

Should you have any questions or concerns about this reminder, please do not hesitate to submit a mojo so that the appropriate team can address your questions or concerns there.

With thanks,

Communications Team

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